Governance Factors

AIP understands the importance of ensuring compliance with all required regulations imposed on its portfolio companies and establishing sound corporate governance as part of safeguarding the sustainability of its portfolio companies. AIP undertakes a periodic, comprehensive governance review to make certain its entire portfolio is vetted for, among other issues, instances of fraud, bribery, corruption and money laundering. AIP requires its portfolio companies to comply with all relevant local and international laws, including cybersecurity and data protection directives. AIP engages in governance-related diligence prior to making an investment and thereafter tracks the following data that meaningfully informs our operating decisions related to each of our portfolio company’s:

  • Board of Directors composition
  • Compliance with local laws and regulations (e.g., OSHA, US Coast Guard, and Transport Canada)
  • Compliance with the United States Foreign Corrupt Practices Act
  • Compliance with The UK Bribery Act
  • Compliance with the European Union’s General Data Privacy Regulations & Directives protecting consumer financial information, employee personally identifiable information (PII), intellectual property and trade secrets, and protected health information (PHI)
  • Cybersecurity program and incident response plan